Checklist: Change of Institutional Control

This checklist provides detailed guidance on implementing changes of institutional control, including mergers, consolidations, and asset transfers. It is part of a series of checklists that accompanies UE’s Guide to Manage Risks Associated With Program Change and can be used in conjunction with the checklist on general planning for all program changes.

Topics include:

• Steps and considerations for preliminary assessment and planning for the proposed change
• How to plan and prepare a transaction agreement
• Critical actions to take before closing a change of control transaction